Provides real-time pre- and post-trade investment compliance monitoring, incident tracking, and breach management, helping you save time and money while reducing operational risk.
Linedata Compliance. Solve regulatory and portfolio compliance challenges with our intuitive, flexible solution.
Linedata Compliance is a fully automated, highly scalable investment compliance software solution trusted by over 70 firms worldwide to address their most challenging asset management regulatory compliance and investor reporting needs.
Our award-winning investment compliance software puts robust and flexible compliance for the future at your fingertips today:
- Effortlessly stay on top of compliance exceptions throughout the day with web-based Exception Management
- Manage complexity and easily integrate with existing workflows
- Reduce operational risk with real-time monitoring, tracking, and breach management
- Run real-time “as of” compliance with intuitive rule builder
- Deploy flexibly as an ASP or hosted solution scaled for your firm’s specific needs
Linedata Compliance incorporates the existing complex business requirements, rule-building tools, and the workflows of compliance officers at asset managers, fund administrators and custodians into a single, robust investment compliance solution.
How your investment compliance software program benefits
Market
leading
functionality
- As-of compliance
- Comprehensive rule creation and management
- Real-time monitoring
- Customizable breach management workflows manage issues from creation to resolution tracking
- Look-through capabilities on funds and derivatives
Sophisticated capabilities made simple
- Flexible reporting for AIFMD, UCITS, disclosure, mandate review, and more
- Drag and drop report designer
- Report scheduler
- Rapid rules review and 4-eyes approval with ‘Maker/Checker’ workflow
- Comprehensive, electronic audit trails
Prompt
breach analysis
& resolution
- Exception management module
- Exposure-based monitoring and alerting
- Tailored dashboards with
- Automatic breach communication via email alerts per user type and breach severity
Learn how a leading independent asset manager transformed its front office,
simplifying the technology stack, significantly improving compliance, and lowering operating costs.
Linedata has been a terrific technology partner over the years. We have been able to increase our processing efficiency and scale our business, both in terms of volume and complexity with Linedata Compliance.
Director of IT
Wealth Manager $15B AUM
Why choose Linedata investment compliance software?
Reduce operational risk
Manage complexity, integrate easily
Monitors investment compliance at global sites on a single instance, moving easily across geographies, markets, assets. Integrates with existing proprietary/ third-party FO and BO systems or with other Linedata solutions.
Real-time and as-of compliance with intuitive rule builder
Run real-time or ‘as-of’ compliance as a strategic element of your investment strategy. Rules library plus intuitive rule builder give non-technical users ability to create and maintain their own restrictions.
Reduce operational risk
Provides real-time pre- and post-trade investment compliance monitoring, incident tracking, and breach management, helping you save time and money while reducing operational risk.
Manage complexity, integrate easily
Monitors investment compliance at global sites on a single instance, moving easily across geographies, markets, assets. Integrates with existing proprietary/ third-party FO and BO systems or with other Linedata solutions.
Real-time and as-of compliance with intuitive rule builder
Run real-time or ‘as-of’ compliance as a strategic element of your investment strategy. Rules library plus intuitive rule builder give non-technical users ability to create and maintain their own restrictions.
Future-proof your investment compliance program.
New asset management regulatory compliance and investor demands are forcing a reassessment of approach, vendor partners, and technology.
Factsheets
Factsheet
Compliance for Investment & Wealth Managers
Easily manage portfolio and regulatory compliance.
Factsheet
Compliance for Management Companies and Custodians
Post trade compliance for Management Companies and Custodians.
Factsheet
Linedata ESG for Compliance
Give your business an edge with streamlined ESG data.
Factsheet
Compliance for Investment & Wealth Managers
Easily manage portfolio and regulatory compliance.
Factsheet
Compliance for Management Companies and Custodians
Post trade compliance for Management Companies and Custodians.
Factsheet
Linedata ESG for Compliance
Give your business an edge with streamlined ESG data.
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Your platform for adaptable growth
Landscape mode
- Order Management and tradingSingle, modular solution that optimizes portfolio management & trading
- Risk ManagementPerformance risk management solutions for asset managers
- ComplianceAward-winning pre- and post-trade Compliance for asset managers
- Fund servicesFund accounting, transfer agency, and NAV and fund oversight solutions
Software
Data
- Middle and Back office servicesPortfolio, fund, investor accounting, and vendor management services
- Risk & research servicesInvestment data analytics, portfolio monitoring and research services
- Technology servicesCloud, Cybersecurity, and Managed Service solutions for asset managers
- Advisory servicesDigital transformation, development, and data warehouse solutions
Services
Reimagine your investment compliance operations.