Linedata Compliance. Solve regulatory and portfolio compliance challenges with our intuitive, flexible solution.

Linedata Compliance is a fully automated, highly scalable investment compliance software solution trusted by over 70 firms worldwide to address their most challenging asset management regulatory compliance and investor reporting needs.

Our award-winning investment compliance software puts robust and flexible compliance for the future at your fingertips today:

Effortlessly stay on top of compliance exceptions throughout the day with web-based Exception Management
Manage complexity and easily integrate with existing workflows
Reduce operational risk with real-time monitoring, tracking, and breach management
Run real-time “as of” compliance with intuitive rule builder
Deploy flexibly as an ASP or hosted solution scaled for your firm’s specific needs

Linedata Compliance incorporates the existing complex business requirements, rule-building tools, and the workflows of compliance officers at asset managers, fund administrators and custodians into a single, robust investment compliance solution.

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How your investment compliance software program benefits

Market leading portfolio compliance functionality

As-of compliance
Comprehensive rule creation and management
Real-time monitoring
Customizable breach management workflows manage issues from creation to resolution tracking
Look-through capabilities on funds and derivatives

Sophisticated capabilities made simple

Flexible reporting for AIFMD, UCITS, disclosure, mandate review, and more
Drag and drop report designer
Report scheduler
Rapid rules review and 4-eyes approval with ‘Maker/Checker’ workflow
Comprehensive, electronic audit trails

Prompt
breach analysis
and
resolution

Exception management module
Exposure-based monitoring and alerting
Tailored dashboards with
Automatic breach communication via email alerts per user type and breach severity

Learn how a leading independent asset manager transformed its front office,

simplifying the technology stack, significantly improving compliance, and lowering operating costs.

Discover the case study

Linedata has been a terrific technology partner over the years. We have been able to increase our processing efficiency and scale our business, both in terms of volume and complexity with Linedata Compliance.

Director of IT
Wealth Manager $15B AUM

Why choose Linedata investment compliance software?

Reduce operational risk

Provides real-time pre- and post-trade investment compliance monitoring, incident tracking, and breach management, helping you save time and money while reducing operational risk.

Manage complexity, integrate easily

Monitors investment compliance at global sites on a single instance, moving easily across geographies, markets, assets. Integrates with existing proprietary/ third-party FO and BO systems or with other Linedata solutions.

Real-time and as-of compliance with intuitive rule builder

Run real-time or ‘as-of’ compliance as a strategic element of your investment strategy. Rules library plus intuitive rule builder give non-technical users ability to create and maintain their own restrictions.

Flexible and scalable

ASP, deployed, or hosted solution can work as a stand-alone or seamlessly integrate with Linedata’s front-, middle- and back-office solutions. Fit for firm sizes across the spectrum.